-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, VlMgFWuaE3/5UlzOPq5lyef1JOa0g8Uyc6ES8xoxKQPqHE7j+c4O59h1zZMAVj60 QEcWjHksK0dmxql+Gqw+2g== 0000950109-95-001166.txt : 19950414 0000950109-95-001166.hdr.sgml : 19950412 ACCESSION NUMBER: 0000950109-95-001166 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950406 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FREQUENCY ELECTRONICS INC CENTRAL INDEX KEY: 0000039020 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 111986657 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33022 FILM NUMBER: 95527300 BUSINESS ADDRESS: STREET 1: 55 CHARLES LINDBERGH BLVD CITY: MITCHEL FIELD STATE: NY ZIP: 11553 BUSINESS PHONE: 5167944500 MAIL ADDRESS: STREET 1: 55 CHARLES LINDBERGH BOULEVARD CITY: MITCHELL FIELD STATE: NY ZIP: 11553 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FUND AMERICAN ENTERPRISES HOLDINGS INC CENTRAL INDEX KEY: 0000776867 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 942708455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: THE 1820 HOUSE MAIN STREET CITY: NORWICH STATE: VT ZIP: 05055 BUSINESS PHONE: 8026493633 MAIL ADDRESS: STREET 1: 1820 HOUSE MAIN STREET CITY: NORWICH STATE: VT ZIP: 05055 FORMER COMPANY: FORMER CONFORMED NAME: FUND AMERICAN COMPANIES INC DATE OF NAME CHANGE: 19920701 FORMER COMPANY: FORMER CONFORMED NAME: FIREMANS FUND CORP DATE OF NAME CHANGE: 19900211 SC 13D/A 1 SCHEDULE 13D-AMENDMENT NO. 1 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Frequency Electronics, Inc. --------------------------------------- (Name of Issuer) Shares of Common Stock ---------------------------------------- (Title of Class of Securities) 358010106 ---------------------------------- (CUSIP Number) Michael S. Paquette Vice President and Controller Fund American Enterprises Holdings, Inc. The 1820 House, Main Street, Norwich, Vermont 05055-0850 (802) 649-3633 ------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 31, 1995 --------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box _____. Check the following box if a fee is being paid with this statement _____. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto re-porting beneficial ownership of five percent or less of such class. See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. CUSIP NO. 785688 10 2 - -------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification No. of Above Person Fund American Enterprises Holdings, Inc. 94-2708455 - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) ______ of a Group (See Instructions) (b) ______ (3) (SEC Use Only) - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Delaware -------- Number of Units (7) Sole Voting Power Beneficially Owned ----------------- by Each Reporting Person With (8) Shared Voting Power ------------------- 593,050 (9) Sole Dispositive Power ---------------------- (10) Shared Dispositive Power ------------------------ 593,050 (11) Aggregate Amount Beneficially Owned by Each Reporting Person 593,050 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Units (See Instructions) - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) Approximately 11.8% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) HC, CO - -------------------------------------------------------------------------------- 2 of 9 CUSIP NO. 785688 10 2 - -------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification No. of Above Person Fund American Enterprises, Inc. 51-0328932 - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) ______ of a Group (See Instructions) (b) ______ (3) (SEC Use Only) - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Delaware -------- Number of Units (7) Sole Voting Power Beneficially Owned ----------------- by Each Reporting Person With (8) Shared Voting Power ------------------- 593,050 (9) Sole Dispositive Power ---------------------- (10) Shared Dispositive Power ------------------------ 593,050 (11) Aggregate Amount Beneficially Owned by Each Reporting Person 593,050 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Units (See Instructions) - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) Approximately 11.8% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 3 of 9 ONLY ITEMS REPORTED IN THIS AMENDMENT NO. 1 TO SCHEDULE 13D ARE AMENDED FROM THE FILING ON SCHEDULE 13D FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 29, 1992. ALL OTHER ITEMS REMAIN UNCHANGED. UNLESS OTHERWISE SPECIFIED, ALL DEFINED TERMS USED HEREIN HAVE THE MEANING PREVIOUSLY ASCRIBED TO THEM IN THE SCHEDULE 13D. Item 1. Security and Issuer. -------------------- Item 2. Identity and Background. ------------------------- The address of the principle business and principle office of FAE (a wholly owned subsidiary of FAEH) is The 1820 House, Main Street, Norwich, Vermont 05055-0850. Schedule I, attached hereto, which is incorporated herein by reference, replaces Schedule I to the Schedule 13D. Item 3. Source and Amount of Funds or Other Consideration. -------------------------------------------------- On April 8, 1993, FAEH transferred 593,750 Shares to FAE. Item 4. Purpose of Transaction. ----------------------- Sales by FAE outlined in Schedule II, attached hereto, which is incorporated herein by reference, were made in the ordinary course of business and not for the purpose of effect of changing or influencing the control of the Issuer or in connection with, or as a participant in, any transaction having such purpose or effect. 4 of 9 Item 5. Interest in Securities of the Issuer. ------------------------------------- (a) & (b) FAEH owns all 593,050 Shares indirectly through FAE. The aggregate number of Shares and the corresponding percentage of the outstanding Shares such number represents is as follows:
Percentage of Shares Shares Beneficially Beneficially Person Owned Owned ------ ------------ ------------- FAEH 593,050 11.8% FAE 593,050 11.8%
FAEH shares voting power and dispositive power with respect to its 595,050 Shares with FAE. (c) Schedule II, attached hereto and incorporated herein by reference, describes all transactions by FAEH and FAE, or to the knowledge of FAEH and FAE, any of the persons listed on Schedule I, attached hereto and incorporated herein by reference, in Shares effected during the past 60 days. 5 of 9 SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: April 5, 1995 FUND AMERICAN ENTERPRISES HOLDINGS, INC. BY: /S/ --------------------------------- Name: Michael S. Paquette Title: Vice President and Controller FUND AMERICAN ENTERPRISES, INC. BY: /S/ --------------------------------- Name: Terry L. Baxter Title: President and Secretary 6 of 9 SCHEDULE I TO SCHEDULE 13D -------------------------- Following is a list of the directors and executive officers of Fund American Enterprises Holdings, Inc. ("FAEH"), and Fund American Enterprises, Inc. ("FAE") setting forth the business address and present principal occupation or employment (and the name, principal business and address of any corporation or organization in which such employment is conducted) of each such person. Each such person is a citizen of the United States of America.
Present Name and Principal Occupation Business Address Office or Employment - ---------------- ------ -------------------- FAEH Dennis P. Beaulieu Corporate Secretary Corporate Secretary Fund American Enterprises of FAEH of FAEH Holdings, Inc. The 1820 House, Main Street Norwich VT 05055-0850 John J. Byrne Chairman of the Board, Chairman of the Board, Fund American Enterprises President & Chief President & Chief Holdings, Inc. Executive Officer of Executive Officer of The 1820 House, Main Street FAEH, Chairman of the FAEH Norwich VT 05055-0850 Board of FAE Howard L. Clark Director Retired 200 Park Avenue, Suite 4501 of FAEH New York NY 10166 Howard L. Clark, Jr. Director Vice Chairman of Lehman Lehman Brother Holdings, Inc. of FAEH Brothers Holdings, Inc. American Express Tower New York NY 10128 Robert P. Cochran Director President & Chief Financial Security Assurance of FAEH Executive Officer of Holdings, Ltd. Financial Security Assurance 350 Park Avenue Holdings, Ltd. New York NY 10022 George J. Gillespie, III Director Partner in Cravath, Cravath, Swaine & Moore of FAEH Swaine & Moore 825 Eighth Avenue New York NY 10019 K. Thomas Kemp Executive Vice President Executive Vice President Fund American Enterprises of FAEH, Director of of FAEH Holdings, Inc. FAEH and FAE The 1820 House, Main Street Norwich VT 05055-0850 Gordon S. Macklin Director Chairman of White River 8212 Burning Tree Road of FAEH Corporation Bethesda MD 20817
7 of 9 SCHEDULE I TO SCHEDULE 13D (cont.) ----------------------------------
Present Name and Principal Occupation Business Address Office or Employment - ---------------- ------ -------------------- FAEH Michael S. Paquette Vice President & Vice President & Fund American Enterprises Controller of FAEH, Controller of FAEH Holdings, Inc. Director of FAE The 1820 House, Main Street Norwich VT 05055-0850 Allan L.Waters Senior Vice President & Senior Vice President & Fund American Enterprises Chief Financial Officer Chief Financial Officer Holdings, Inc. of FAEH, Director of of FAEH The 1820 House, Main Street FAE Norwich VT 05055-0850 Arthur Zankel Director Co-Managing Partner First Manhattan Co. of FAEH First Manhattan Co. 437 Madison Ave. New York NY 10022 FAE Terry L. Baxter President & Secretary of FAE, President & Secretary of FAE Fund American Enterprises, Inc. Director of FAE The 1820 House, Main Street Norwich VT 05055-0850
8 of 9 SCHEDULE II TO SCHEDULE 13D --------------------------- Sales of Shares of Common Stock of Frequency Electronics, Inc. by the Reporting Persons and by persons listed in Schedule I, attached hereto, and incorporated herein by reference, within the last 60 days.
Sold by Date Number Sold Unit Price ------- ---- ----------- ---------- FAE 03-31-95 400 5.000
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